SEBI registered financial intermediaries
Learn with Rohit Tendulkar
13 modules
Lifetime access
Unlock the world of SEBI registered financial intermediaries
Overview
This course is designed to provide a comprehensive understanding of SEBI registered financial intermediaries, focusing on their roles, responsibilities, and regulatory framework. Students will explore the significance of SEBI registration for financial intermediaries and its impact on the securities market. The course will cover key concepts such as educational requirements, experience requirement, Certifications from NISM and a brief guideline for registered intermediaries.
Key Highlights
Roles and responsibilities of SEBI registered intermediaries
Compliance requirements for financial intermediaries
Investor protection measures in the securities market
What you will learn
Understand SEBI registration
Learn the importance of SEBI registration for financial intermediaries and its implications.
Educational and experience essentials
Explore the regulatory requirements that SEBI registered intermediaries must adhere to.
Other requirements
Discover the NISM Certification and net worth requirements in the securities market.
Modules
Introduction to SEBI Registered Financial Intermediaries
3 attachments
Understanding the role of SEBI
3 pages
Financial markets in India
4 pages
About capital market
3 pages
About Securities market
2 attachments
Securities and securities market explained
5 pages
Basic requirement to enter into the securities market
7 pages
Main Activities in securities market
1 attachment
Activities in the securities market
7 pages
Listing of Securities
6 attachments
Listing of securities
1 page
Merchant banker
2 pages
Bankers to an issue
2 pages
Credit rating agency
3 pages
Debenture trustee
2 pages
Registrar to an issue
3 pages
Market infrastructure for Listing & Trading in securities
1 attachment
Market infrastructure for Listing & Trading in securities
7 pages
Securities issued in securities market by organised players
6 attachments
Securities issued in securities market - Organised players
1 page
Alternative Investment fund
4 pages
Securitised debt instruments
2 pages
REITs
4 pages
Mutual funds
8 pages
Collective Investment Scheme
6 pages
Securities issued in securities market by others
1 attachment
Securities issued in securities market - Others
3 pages
Investors in securities market
1 attachment
Investors in securities market
3 pages
Advisors and Managers in securities market
5 attachments
Advisors and Managers in securities market
1 page
Research analyst
8 pages
Investment Advisor
6 pages
Portfolio Manager
6 pages
Foreign Portfolio Investor (FPI)
12 pages
Registrar to an issue & Share transfer agent
1 attachment
Registrar to an issue and Share transfer agent
131 pages
Custodian & Depositary
1 attachment
Custodian and Depository
3 pages
Other financial intermediary
1 attachment
Other financial intermediaries
3 pages
Summary
FAQs
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₹ 699.00
₹2200
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